On Government
Over the years, as I read my way through virtually every genre there is in fantasy, there has been one thing that always bugged me: countries with unrealistic and impossible governments. In most cases these were mostly reduced to a single man, often an evil King or Emperor, which, despite the fact of being utterly ridiculous, shows how very little effort and research was put into world building by the unfortunate author. To an intelligent and perceptive reader this is a very big flaw and how is a reader supposed to take the story seriously if its author doesn’t? After getting my hands on the latest installment in Christopher Paolini’s Inheritance series called Brisingr the cup of my patience has indeed overflown and I decided to write this little article on how governments work and how they do not. I have summed my thoughts on the issue into a couple of points:
1. Countries are not run by a single person
These types of governments were mostly common in Ancient period, when the very idea of state was still in its diapers. First rulers were mostly heads of their clans who managed to conquer other clans and with them, some additional land. To provide evidence from history, Sargon the Conqueror, the first man to unify tribes between the rivers of Eufrat and Tigris, was a sole ruler in his newly created empire of Akkad. This, however, only held together because of the strength of his personality and his rule. After he died, the realm fell apart during the rule of his successor, his grandson Naramsin, who managed to keep the realm together for a while, but it eventually ceased to exist around 2200 BC. Another example comes from Central Europe, when Slavic tribes were in 7th – 8th century AD united for short periods of time under different rulers but until the creation of Great Moravia none of them lasted past the death of their ruler.
But no matter how good of a ruler you are, you cannot rule by yourself, especially over larger domains. This is just plain impossible. There are many things to take care of – from organization of armies to redistribution of crops and, definitely not least, managing the country’s economy. In order for this one needs an efficient government to take care of running the country for you. Let me draw a little metaphor:
In brain, there are parts who make sure that you keep breathing, that your heart keeps beating and that the food you eat is digested. You, as the one who controls the body don’t need to worry about that, because there are those who are in charge of these things. Your functions run as they should and you only decide what are you going to do with your body, whether you take it to a party, for a walk, or just call a friend to talk to them. Just as separate systems in your body are controlled by separate parts of the brain, separate fields of running a country are controlled by specialists who only focus on their own responsibilities and duties. There is no way a single ruler can manage all that. Even villages have some sort of system, no matter how small they are.
This fact seems to be somewhat grossly overlooked in Eragon and Eldest. Brisingr shows some feeble stabs at building some kind of governing system when it comes to the election of Dwarf king, and at the end when Eragon encounters the head of the city of Feinster. But that is about it. When it comes to his all – powerful Empire, we learn nothing of how the power is distributed, if it is distributed at all. There is only the King who seems to be doing everything on his own. Which brings me to my next point:
2. In real countries power is divided/distributed
2.1. Horizontal distribution of power
Regardless whether totalitarian systems, democracies or monarchies, power never lies with a single person/office. Locke, Hobbes and Rousseau developed theories of power distribution for modern governments, many of their rules apply until today, but if you dig deep enough, you will find out that origins of politics and governing go as far as ancient Greece. Aristotle’s works describing political system of Athens is one of the first, and most detailed works on the subject, still being taught in modern – day law schools. Anyways, these gentlemen came up with something that we nowadays call „distribution of power“ and it looks something like this:
Power is divided between several branches. Different authors beg to differ about their number, but we will stay with modern theories and say there are three.
First, the legislative branch. This is mostly represented by some kind of parliament. This branch is responsible for suggesting and passing laws. There are several ways of becoming a member of legislative branch, most well – known being election, either direct or indirect. In the past, this branch was often missing, especially in authoritarian regimes. BUT its duties were transferred to those of the executive branch. Kings did not make laws themselves. Similarly to today, they only signed bills that were, with legislative missing, proposed by their ministers – the executives. Though the theory of parliamentarism may sound modern, it is no way an invention of the English or French revolutions, which is what modern legislative is mostly associated with. The first parliament ever to be created was Althing in Iceland whose first session dates to approximately 930 AD. Term “Parliament” itself is dated to 12th century England.
Paolini may argue that Galbatorix is too evil to allow something so outrageously reeking of freedom as some kind of legislative representation. But again, even when legislative was lacking, something had to take its place, one way or the other. Newsflash – laws do not grow on trees and neither are they all a product of a single ruler/tyrant. Now we have no idea whatsoever that there are any laws at all in Paoliniland and if there are how are they passed. We only know that Eragon is wanted because of Saphira, but from all we know Eragon is in possession of stolen property and he refuses to return it to its rightful owner. So I think that his prosecution (though I am not sure there are any courts in Alagaesia) is perfectly justified. And do not get me started on Roran. Going against your own ruler, killing and rebelling against his soldiers is high treason. Galbatorix is only protecting his own domain.
Then there is the executive branch, or the government. The ruler is generally viewed as a part of executive branch, but in different kinds of systems can have different span of competences from being basically just a puppet to a powerful ruler who only has government to carry out his decisions. As the name of this branch suggests – it executes laws being passed by legislative branch and also passes its own laws, but only within boundaries of those already passed by legislature, mostly to specify some aspects of a particular law. Executive branch consists of ministers, or heads of their departments, each in charge of something else – war, health care, finances and so on, there is no limit on how many departments can the executive have, their number is limited only by what kind of ministry there is a need for. THESE ARE VERY IMPORTANT. Their offices keep countries from falling into chaos. You rely on those for your education, health care, finances, commerce… Your whole life is closely connected to them. Ministry of foreign affairs makes sure that the country has a good image on the international level which makes international business possible. Ministry of defense takes care of military issues and its significance is greatest at the time of war.
Now here I would like to take a moment to discuss this. King Galby Empire seems to be in perpetual turmoil and seems to have been for about a century. So please tell me, why oh why did Galbatorix not appoint anyone to run Defense for him after his right – hand man Morzan was killed? (Assuming right – hand man means head of military. Politics, who usually shows all the talent of a very flexible lady offering affection without any constraints whatsoever to whoever pays, is twisted in unbelievable ways when it comes to Inheritance) And no, Durza was not his successor in this. Head of military and Defense does not run around the whole country just to do a few errands for his boss. Lower to middle ranks of military officers do that, not those who hold the reins. I am inclined to rule out Murtagh also for the same reasons. So – this country has no Government and in time of war does not even have a Commander responsible for defense/offense.
The last, but definitely not least, is the judiciary branch. This branch consists of systems of courts, which can also vary greatly. In ideal setting, this branch is completely independent and only bound by laws of their country, but as history proves, law is a very tricky thing that can be twisted and bent to the convenience of the ruling elite.
Based on the system, there can be many different kinds of courts – in history there were courts only for the aristocracy. Cities, which has their own legal system, hosted city courts, some of which had such wide jurisdiction they could even rule in a case in which one side was an aristocrat. Then, depending on how many districts of administration is your country divided into, there are district courts. Some courts only rule on administrative offences, some courts only deal with issues of commerce and so on. Military courts are set aside from all the other ones.
Again – no signs of these in Inheritance. Well, the Varden have their Council of Elders but so far they showed very little usefulness whatsoever, actually I would say they are there only to humor Nasuada and look stupid and useless. Courts are not mentioned at all in Inheritance, they are not even hinted at. How the hell does this country control crime? How do merchants claim their demands if one side does not honor the deal? Do they just fight each other in streets? Courts are one of most ancient institutions. I admit, if he was to discuss at great lenghts political organization of Empire and Surda, the damn doorstopper would be even longer. But when a situation that needs legal solution arises, why ignore courts completely? When Roran was whipped for disobedience, it was not Nasuadas call to determine his punishment. Roran is a soldier. He is a responsibility of his commanding officer. And I highly doubt that Roran was given a position when his only commanding officers were the guy who got killed (and whose name I did not bother to learn) and Nasuada the day he arrived. Come to think of it, the Varden seem to be a dictatorship – they only have one ruler, incompetent council and that is about it. Everything is Nasuadas call. She is a tyrant! She is eeeevil!
Anyways, this model of distributing power is also called „horizontal“ because all branches are equal, or at least they are supposed to be. Competences of different branches are described in the country’s constitution, if it has one, or are defined in legal customs, if they are a legitimate source of law in the given country.
These also determine what is to be done if one of the branches collapses. Monarchies don’t fall apart if their ruler dies, same goes for democracies if their parliament is dissolved. That is because the other branches step in and keep the situation under control until a new solution is found. This can be wonderfully seen in J. R. R. Tolkien’s „Lord of the Rings“ trilogy. After the king of Gondor is killed, a steward steps in in his place to run the whole shindig. Though Tolkien doesn’t specifically show us how is the steward elected (which is a pity) we can see that there is some other controlling power other than the king that prevents the system from collapsing.
h2 2.2. Vertical distribution of power
The government can’t be everywhere, especially if the country under its command is a somewhat large one. How can one ministry deal with all the issues of the districts/colonies? That is why these have some sort of their own, smaller versions of governments that mirror the main system. There is someone who is in charge of the district – like a small ruler, they have their local council which passes decrees (these have to be in accord with law of the country, though, can’t go beyond it or against it) and courts, which are, of course, part of the main court system but deal with local issues. Dependence of local governments on central can vary from being closely controlled to almost completely free, only being a part of the system legally, though not practically.
But no matter how hard I looked I couldn’t find the slightest clue of any kind of system in Mr. Paolini’s books. I don’t know – how exactly is Carvahall run? Who is in charge of it, who is the head of the village? Whichever angle you consider – Carvahall is nothing more than just a bunch of people settling down and each of them minding their own business, only concerned with making their own living. And hating the Empire. Well, I too would hate a system which is not a system at all and, if you think about it, cannot exist as it is. Which brings me to my last point:
3. There can’t be a system without a system
It seems like Paolini’s Empire keeps running itself, not only that, all its cities (except for Feinster, maybe) keep running themselves. Very much like the Empire, the Surdans seem to lack any kind of government, as well as the Varden. If you look into history, all factions hoping to split from the bigger state FORMED A GOVERNMENT FIRST, even long before they officially got to power. Because thats the first thing other countries ask before they acknowledge a new one – do you have an acceptable governing system? Thats how Czechoslovakia was created after WWI – based on their exile government in Paris and thats how it was resurrected after WWII when the Parliament only accepted decrees passed by the government in exile during the time when the war was still raging. This is just one example I can name off the top of my head, but this is how it works and if you look into it, I am sure you will find many more examples. The system is the core and without it nothing works. Mr. Paolini ought to read a book or two on politcal sciences and history to see how countries really function and how they don’t.
This is just a very rough and basic introduction into governing system and how it works, but I think that it should be one of the first things any fantasy writer should consider while building his or her world. Many have made the mistake of underestimating the importance of believability of their realms and countries, and it only hurts the overall feel of the story and its quality as whole. Well – designed governments make the world feel less like a theatre set and more like a real, living, breathing and evolving universes.
Thank you for reading,
falconempress
Tagged as Criticism, Falconempress, Inheritance, World Building.Comment
By Juni(per)
on Jan 18, 03:36 PM
Awesome. The issues you bring up are some of the same ones I’v been wondering about.
For instance, you said, “from all we know Eragon is in posession of stolen property and he refuses to return it to its rightful owner. So I think that his prosecution (though I am not sure there are any courts in Alagaesia) is perfectly justified.”
I couldn’t agree more. How do we KNOW that Galby is evil? Really? We’ve only got the word of Brom, Arya and other “rebel” leaders to go on. From the little bit of dragon rider history I’ve seen, they weren’t exactly the nicest form of government. They pretty stupid, to be honest.
By Artimaeus
on Jan 18, 03:52 PM
Well, Galby does allow his Urgal soldiers to wander unopposed through his territory and massacre human villages. Wether this makes Galby evil, incompetent, or merely unsympathetic is anyone’s guess (seeing as how, you know, he never make a personal appearance). The peasants gripe about high taxes, making him about as evil as the greedy nobles in Robin Hood stories. There’s not much direct evidence beyond that, though.
It does seem strange that Galbatorix could rule much of anything without a bureaucracy of some sort, especially as Pailini said that he’s essentially lock himself away in a tower to grapple with the souls of disembodied dragons.
By falconempress
on Jan 18, 03:53 PM
oh, thank you very much for your compliment:)
About Galby being Evil ™ – no he is not. I would root for the guy if he wasnt so utterly helpless and pathetic. For all we know, he is just sitting on his butt and letting the country run itself. everybody seems to be doing whatever they want and he just observes. this to me is not a ruler.
And Dragon Riders were pretty much just a militaristic totalitarian system.
thank you for taking your time to read this:)
By Artimaeus
on Jan 18, 04:03 PM
My pleasure. It was very interesting.
By Juni(per)
on Jan 18, 04:50 PM
“Galby does allow his Urgal soldiers to wander unopposed through his territory and massacre human villages.”
I’d be more inclined to think that the poor emperor is completely ignorant of these attacks. I mean, he seems more pathetic and indisposed than anything else. Did anyone send word to him that his urgals were attacking villages? Does this “kingdom” even have a system of delivering mail?
By The Wall
on Jan 18, 05:43 PM
This article is really great, but let it not be said that Paolini didn’t try at a system.
Somewhere in the depths of Eldest, when Roran was convincing the villagers to join him in walking across the mountain, he talked about how a government should be run.
Basically, he said something to the effect of “This government sucks because it unfairly taxes us and that’s bad. Wouldn’t it be better if we had a government that didn’t tax us at all whatsoever, so that the poor could lead better lives while the more wealthy citizens would pay the government their money? The government will never force people to pay, but instead this government will be good, so people will voluntarily pay instead of being forced to.”
Obviously, this beyond retarded, but atleast he was trying. That’s what counts…right?
By scary_viking
on Jan 18, 06:41 PM
Obviously, this beyond retarded, but atleast he was trying. That’s what counts…right?
Sure, in first grade :)
Gah, that stuff is so epic. You’d think that there would be SOME educated person in Carvahall who would be like ‘uh, wait a minute…’
By Michal
on Jan 18, 07:20 PM
Governments usually go over my head (I’ll forgive a lot for good characters) but for a series with really terrific governing systems see “The Queen’s Thief” books, by Megan Whalen Turner.
(Actually, read them anyway, they are fantastic!)
By Hello
on Jan 18, 09:31 PM
About the concerns for bureaucracy and different rulers—when there are essentially 5 rulers and one the boss of them all, everything tends to fall apart after a few generations; the rulers stop trusting each other.
Mail was a really big problem with as huge a rule as the Empire. Possible scenario:
The Empiric rider witnesses the Varden attack a village at the Fringe of the Empire. He immediately starts towards Galbatorix…
By the time he gets to Uru’baen, half the Empire is gone.
I have to agree with you about mail. There is no way Empiric soldiers/supersoldiers can react so fast to attacks.
And, Murtagh’s speed is just ridiculous. He is everywhere, every time.
By scary_viking
on Jan 18, 09:59 PM
Murtagh’s speed should be ridiculous. He’s flying on a dragon.
Anyhow, armies move slowly. A light rider heading to the capital could deliver a message before an army gets THAT far. The bigger problem is mobilizing your armies to do something about it in time.
By Artimaeus
on Jan 18, 10:24 PM
Well, to be fair, these people can do magic, and Galbatorix has (or rather, had) the Ra’zac and their humungo flying mounts. Communication probably wouldn’t be that difficult in Alagasia.
By scary_viking
on Jan 18, 10:38 PM
Particularly once you factor in that communication scry technique that Eragon uses in Brisingr. You can give magical phone calls with Inheritance’s magic system.
By SubStandardDeviation
on Jan 18, 11:28 PM
A very good article that covers the basic points of a governing system. I’m surprised at how many typos made it through, though…
My personal theory about Inheritance is that the government has completely degenerated and everyone lives in self-sufficient(?) city-states. Why else would there be unfarmed, unpathed rolling plains smack in the middle of the Empire?
Does this “kingdom” even have a system of delivering mail?
Ha! Now I’d like to see Eragon ambush an unarmed, unresisting “Imperial postman” on the road, just to see what “moral dilemma” he could hash out of it. But apparently Paolini thinks all you need to run an Empire are soldiers, soldiers, and a few Elite Guards.
One thing I would have liked to see is more discussion of Fantasy. For example, what happens to the courts system if magic can detect lying? What happens to foreign policy, or even internal control, if large areas of the map are a monster-infested no-man’s-land? How might the needs of different species affect the legislative process? (Ex. if vampires can’t come out in the daytime, when do they get to vote?) A wider discussion of the ways that supernatural elements might affect governments in speculative fiction, beyond just Eragon, would aid worldbuilding a lot more than simply riffing off an existing system.
Wouldn’t it be better if we had a government that didn’t tax us at all whatsoever, so that the poor could lead better lives while the more wealthy citizens would pay the government their money? The government will never force people to pay, but instead this government will be good, so people will voluntarily pay instead of being forced to.
IIRC, isn’t this what the Roman Republic did? If there was a need for a public building, festival, or whatever, some wealthy family would volunteer to pay in exchange for privileges and prestige. There was also a system of free grain distribution for the poor who didn’t own land themselves. Of course, this only worked because 1) everyone had slaves and 2) only the patrician class had any chance at real political power.
BTW-Are you German? You’re only the second person I’ve seen use “competences” in that way.
By The Wall
on Jan 19, 12:01 AM
Eh, I’ll admit I really didn’t put that much thought into it. When I was reading that part, I just laughed it off because I believed that if people didn’t have to pay the government, they wouldn’t. That was mostly the cynic in me talking, so I never really gave it that much thought. However, now that you mention the potential benefits, I see it as a more realistic idea. The way it was written, though, just seemed like they’d pay just because their such good people.
And I’m Polish, BTW. I just have a habit of trying to condense all of what I’m trying to say into one sentence. Sorry.
By scary_viking
on Jan 19, 12:17 AM
There’s no way the Roman Republic could have been as powerful as it was without a tax system, nor could they have held all that land together under a central system without the central funding to do so.
By falconempress
on Jan 19, 01:30 AM
@ Scary Viking – NO republic would be anywhere without taxes. Where else would it get its mones from? War loot? Exports? Okay, then how would they manage to get enough finances to equip an army or raise and care for crops? Taxes is how countries are financed. Without taxes there is no economy and without economy there is no political system.
@SubStandardDeviation – sorry about the typos, terribly sorry. I tried to get them all, but I must have missed a couple. But I am glad that despite the fact you still liked the article. Thanks
By Artimaeus
on Jan 19, 01:47 AM
Yea, I think the “independent city state” idea is the simplest explanation for Paolini’s government. It sounds a lot like feudal Europe, where the local cities were nominally under the rule of the king, but most of the actual administration was carried out by the local noblemen.
As for the effects of magic on politics… well, Darth Vader used the force to strangle people. The Bartimaeus trilogy has a fair amount of political intrigue, set in a British magocracy, and a lot of political commentary for a young adult series. Of course, the setting is Victorian London, not a galactic medieval empire
By SubStandardDeviation
on Jan 19, 02:23 AM
Where else would it get its mones from? War loot? Exports? Okay, then how would they manage to get enough finances to equip an army or raise and care for crops?
In the early Republic, military men had to be rich enough to provide their own arms, and land was a great source of independent wealth. Granted, war loot and tribute from conquered peoples would have been a big part of the government’s revenue (and slavery, of course).
By falconempress
on Jan 19, 07:58 AM
“In the early Republic, military men had to be rich enough to provide their own arms, and land was a great source of independent wealth. Granted, war loot and tribute from conquered peoples would have been a big part of the government’s revenue (and slavery, of course).”
Very true. And this was practised well into the medieval period though for how long, I am not exactly sure as law, rather than history, is a field which I am most comfortable with. But yes, the tradition was that nobility would set up their own armies on their own expense. However, it was in return for some favors from the ruler and, again, they too had to have some sort of financial support to be able to do so. Which in this case would be tributes (sorry if I am wrong with this term, English is not my frist language) from their subordinates, which are nothing other than our beloved Evil™ taxes.
By Tolkiendil
on Feb 26, 07:23 PM
Re: Tolkien.
The Stewards of Gondor were not elected. The office was created by one of the Kings of Gondor as kind of a second-in-command, and by the time the royal line died out the title of Steward was already hereditary. So they simply continued as Ruling Stewards in place of the king.
By falconempress
on Feb 27, 12:15 AM
@ Tolkiendil
election by popular vote is not the only election there is.
any maybe i used the word “elect” by mistake, English is not my first language and some political terms are tricky to translate. By “elected” I mean that the steward would take the office.
By Falling
on Mar 4, 07:21 AM
City states might be one option. Except for the high tax issue, Galbie could be holding libertarian values of less government. In fact, given the lack of local leaders, maybe Galbie’s empire is politically anarchist? Yet still manages to collect the taxes?
Really it makes no sense. An oppression of a non-existent government? Except that there are soldiers, so maybe its a military dictatorship of an anarchist?
As was said “there can’t be a system without a system.” Else the reader smacks their head repeatedly.
By Proserpina FC
on Mar 31, 02:36 AM
Government is usually a lagging spot in fantasy and a sure sign (along with ecology and weather) that the writer doesn’t give a damn about her setting. Despite setting being the very purpose for fantasy. How do you transport a reader to another world if you don’t care what the world consists of?
But how do you think the many types of magic play into government? (Disregarding the general suckitude of the iCycle towards government.)
Limyaael’s rants have some good points about how magic would be useful in running a government, especially if it were misused for propaganda.
But in basic swords-and-dragons magic, where most of it seems to be glowing trinkets or elfin superiority, can magic still seep into the way they govern?
Can a sword really determine the next king? Perhaps that alone would make a new type of dictatorship, Swordism: valor and honor are determined be a special metallic element that reacts to a living creatures chakra.
If having a dragon is a prerequisite to being an elite soldier, does the private get time to search for one in the wild (a martial sabbatical), or does the state have a nursery? If one of 26 eggs pops in your presence, congratulations, your on your way to basic training!
I’d love to hear your views…
By falconempress
on Apr 1, 04:10 AM
Thank you for reading and commenting:)
I think it is a crime Paolini did not expand upon government/magic aspect of Alagaesia. If there is a world in which some people have magic – how will that reflect in the society? How are the magic users recieved? and, most importantly, how does it relate to the government of the country?
Magic is a power and in my honest opinion, all power corrupts. I highly doubt that somebody who can bend matter around them to their liking will just sit on their ass and use it for “common good” or another nonsense like that. They would use it to get more power. Yes, we have Galbatorix in Inheritance, but what happened to the need for skilled high – ranking officers after the Forsworn were killed? Yes, there was Durza, but apart from him…? Apparently you have to be Evil™ or enslaved to work for Galby.
Magic in government should definitely be a very important aspect of the series. Not in a two – dimensional, generic way we can see in Galby, but in a more complex and plausible manner. If you have power, why not use it?
I hope that makes sense…
